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Heather Smith

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 05/2010 12/2022
Charles Schwab & Co., Inc. Boyd TX 01/2022 Present
Td Ameritrade Investment Management, Llc Southlake TX 02/2012 12/2022
  • 05/2010 → 12/2022
    Td Ameritrade
    Southlake, TX
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Boyd, TX
  • 02/2012 → 12/2022
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Previous Registrations
  • 2012-02-03 → 2022-12-22
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
    Southlake, TX
    Westlake, TX
  • 2012-02-03 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Westlake, TX
    Fort Worth, TX
    Westlake, TX
    Westlake, TX
    Omaha, NE
    Westlake, TX
Other Businesses

1) Rental | Investment Related:No|Real Estate (Non-Agent/Broker)|Landlord|5/8/2024|Less than 20|0|I plan to rent my home as a long-term rental expected to start summer 2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-01
  • S66 Uniform Combined State Law Examination
    2012-02-01
Other Names
  • Heather Neagle
  • Heather Marie Neagle
  • Heather Marie Neagle Smith
  • Heather N Smith
  • Heather Neagle Smith

View on SEC IAPD

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Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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