Heather Smith

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 12/2022
  Td Ameritrade
  Southlake, TX
• 01/2022 → Present
  Charles Schwab & Co., Inc.
  Boyd, TX
• 02/2012 → 12/2022
  Td Ameritrade Investment Management, Llc
  Southlake, TX

Previous Registrations

• 2012-02-03 → 2022-12-22
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX
  Southlake, TX
  Southlake, TX
  Westlake, TX
• 2012-02-03 → 2022-10-14
  Td Ameritrade, Inc.
  Westlake, TX
  Westlake, TX
  Fort Worth, TX
  Westlake, TX
  Westlake, TX
  Omaha, NE
  Westlake, TX

Other Businesses

1) Rental | Investment Related:No|Real Estate (Non-Agent/Broker)|Landlord|5/8/2024|Less than 20|0|I plan to rent my home as a long-term rental expected to start summer 2024

Exams

• S66 Uniform Combined State Law Examination
  2012-02-01

Other Names

• Heather Neagle
• Heather Marie Neagle
• Heather Marie Neagle Smith
• Heather N Smith
• Heather Neagle Smith