Scott Reid Thomas

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Thomas Financial Group
  Troy, MI
• 11/2009 → Present
  Royal Alliance Associates, Inc.
  New York, NY

Other Businesses

1. SCOTT REID THOMAS; POSITION: AGENT; NATURE: LIFE, ACCIDENT AND HEALTH INSURNACE AND FIXED ANNUITY BUSINESS; INVESTMENT RELATED: YES; NUMBER OF HOURS: 100; SECURITIES TRADING HOURS: 100; START DATE: 01/01/2014; ADDRESS: 901 TOWER DR, STE 180, TROY, MI 48098; DESCRIPTION: LIFE, ACCIDENT AND HEALTH INSURANCE AND FIXED ANNUITY BUSINESS. 2. THOMAS FINANCIAL GROUP LLC; POSITION: ASSOCIATE; NATURE: THOMAS FINANCIAL GROUP LLC IS A DBA WHICH HAS BEEN APPROVED FOR USE BY MY OSJ MANAGER - INSURANCE SERVICES; INVESTMENT RELATED: YES; NUMBER OF HOURS: 120; SECURITIES TRADING HOURS: 120; START DATE: 09/01/2014; ADDRESS: 901 TOWER DR, SUITE 180, TROY, MI, 48098; DESCRIPTION: THOMAS FINANCIAL GROUP LLC IS A DBA WHICH HAS BEEN APPROVED FOR USE BY MY OSJ MANAGER - INSURANCE SERVICES. 3. THE ST CORPORATION POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 901 Tower Drive, Suite 180, Troy MI 48098; DESCRIPTION: Corporation set up to pay business expenses. 4. SCOTT REID THOMAS POSITION: Agent NATURE: Life and Fixed annuity business INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2014 ADDRESS: 901 TOWER DR STE 180, TROY MI 48098, United States DESCRIPTION: Life and Fixed Annuity Business 5. ADVISOR SHARE POSITION: Agent NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 3483 Automn Leaf Dr, Traverse City MI 49686, United States DESCRIPTION: In May of 2024 I was approved and received a letter of understanding from compliance to participate in a private securities transaction (PST) with AdvisorShare. There was no upfront investment, instead our annual production will earn shares that ultimately may be of value if AdvisorShare sells at a to be determined point in the future

Exams

• S66 Uniform Combined State Law Examination
  2016-03-29
• S63 Uniform Securities Agent State Law Examination
  2011-06-29

Other Names

• Scott Thomas