Robert Allen Hammer

Current Employers

Soundwatch Capital, Llc

3090 Nowitzki Way Suite 300, Dallas, TX 75219 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2022-01-11

CT RA
APPROVED

Since 2022-01-11

Branch Locations

3090 Nowitzki Way Suite 300, Dallas, TX 75219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Swc Usa Llc	Darien	CT	04/2014	Present
Soundwatch Capital, Llc	New York	NY	10/2014	Present
Swc Bv	Blaricum		01/2018	Present

04/2014 → Present

Swc Usa Llc

Darien, CT
10/2014 → Present

Soundwatch Capital, Llc

New York, NY
01/2018 → Present

Swc Bv

Blaricum

Previous Registrations

2015-01-06 → 2021-12-31

Soundwatch Capital, Llc

Dallas, TX

Other Businesses

SWC USA LLC, 34 OLD FARM ROAD, DARIEN, CT 06820, FOUNDER, CHIEF EXECUTIVE OFFICER, 04/2014 START DATE, 1 HOUR PER WEEK DEVOTED TO THIS OTHER BUSINESS WHICH MAY OCCUR DURING SECURITIES TRADING HOURS, MAKE INVESTMENT DECISIONS FOR THIS INVESTMENT-RELATED BUSINESS SWC BV, VLEIGWEG 16, BLARICUM, 1261 GL, NETHERLANDS, FOUNDER, CHIEF INVESTMENT OFFICER OF SWC HEDGED EQUITY FUND BV, 01/2018 START DATE, 3 HOURS PER WEEK DEVOTED TO THIS OTHER BUSINESS WHICH MAY OCCUR DURING SECURITIES TRADING HOURS, MAKE INVESTMENT DECISIONS FOR THIS INVESTMENT-RELATED BUSINESS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-08-07
S63	Uniform Securities Agent State Law Examination	2009-12-29

S65 Uniform Investment Adviser Law Examination

2014-08-07
S63 Uniform Securities Agent State Law Examination

2009-12-29

Other Names

Rob Hammer

View on SEC IAPD