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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-26 |
| CA | RA | APPROVED | 2015-03-30 |
| TX | RA | APPROVED | 2015-03-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Torrance | CA | 03/2015 | Present |
| Jpmorgan Chase Bank, N.A. | Torrance | CA | 03/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-02 |
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