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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2013-10-18 |
Branch Locations
3939 W Ridge Rd Ste A-104, Erie, PA 16506-1879 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cathedral Prep | Erie | PA | 09/2008 | 03/2017 |
| Lpl Financial Llc | Erie | PA | 10/2013 | Present |
1. 06/09/2023 - MMJ Ventures, LLC - Not Investment Related - Business Owner - Part Owner - Start Date 12/04/2023 - 10 Hours Per Month/ 0 Hours During Securities Trading 2. 01/29/2024 - Casey Graham Enterprises - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 120 Hours Per Month/ 30 Hours During Trading 3. 03/22/2024 - Act in a Fiduciary Capacity - Trustee - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-12 |
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