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Andrew J Lawlor

Morgan Stanley

Hauppauge, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2021-02-18
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2021-02-18

Branch Locations

888 Veterans Memorial Highway Suite 300, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Commack NY 01/2015 02/2021
Fresh Air Vacations Inc. Medford NY 10/2012 01/2018
Morgan Stanley Smith Barney Llc Hauppauge NY 02/2021 Present
Morgan Stanley Private Bank, N.A New York NY 02/2021 Present
  • 01/2015 → 02/2021
    Jpmorgan Securities Llc
    Commack, NY
  • 10/2012 → 01/2018
    Fresh Air Vacations Inc.
    Medford, NY
  • 02/2021 → Present
    Morgan Stanley Smith Barney Llc
    Hauppauge, NY
  • 02/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2015-02-19 → 2021-02-23
    J.P. Morgan Securities Llc
    Lake Grove, NY
    Commack, NY
    Huntington Station, NY
  • 2012-10-01 → 2014-08-07
    J.P. Morgan Securities Llc
    Shirley, NY
    Shirley, NY
    Patchogue, NY
    West Sayville, NY
    Center Moriches, NY
  • 2011-10-24 → 2012-10-01
    Chase Investment Services Corp.
    Sayville, NY
    Patchogue, NY
    Shirley, NY
    Shirley, NY
  • 2010-12-07 → 2011-08-24
    Morgan Stanley
    Albany, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-12-23
S65 Uniform Investment Adviser Law Examination 2009-03-13
  • S63 Uniform Securities Agent State Law Examination
    2010-12-23
  • S65 Uniform Investment Adviser Law Examination
    2009-03-13
Other Names
  • Andrew John Lawlor
  • Andrew Lawlor
  • Andrew J Lawlor

View on SEC IAPD

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MADISON GLOBAL ADVISORS LLC
UNITED FINANCIAL PLANNING GROUP LLC
COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

RICHARD S HYAMS
ALEXANDER VICTOR ZOURIDES
LANNY JOEL WEISMAN
CHRISTOPHER J VARGAS
DAVID JOHN JENSEN
DYLAN JOSEPH GUERRERA
PATRICK DE TOLLA
RONALD LEE HOUSLEY

Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

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