Dean Lawrence Ludwig

Current Employers

Employment History

• 12/2010 → 11/2018
  Jhfn Sii
  Livingston, NJ
• 03/2008 → Present
  Tee To Green Financial
  Hillsborough, NJ
• 11/2018 → Present
  Osaic Wealth, Inc.
  Livingston, NJ

Previous Registrations

• 2011-01-24 → 2018-11-02
  Signator Investors, Inc.
  Livingston, NJ

Other Businesses

1. INSURANCE BROKER: HEALTH AND GROUP BENEFITS, ACORN FINANCIAL SERVICES, 290 W MT PLEASANT AVE,LIVINGSTON, NJ 07039 , INSURANCE BROKERAGE ,AGENT, START OF RELATIONSHIP: JAN 1, 2011, APPROXIMATE # OF HOURS PER MONTH: 15 , APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 5. 2. TEE TO GREEN FINANCIAL, LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 30 START DATE: 03/01/2008 ADDRESS: 14 BEVERLY DR, HILLSBOROUGH NJ 08844, United States DESCRIPTION: Tax Preparation 3. ACORN FINANCIAL SERVICES POSITION: Investment Advisor NATURE: Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 12/16/2010 ADDRESS: 290 West Mount Pleasant; ste 2300, Livingston NJ 07039, United States DESCRIPTION: Sales and service investment advisory business 4. INSURANCE BROKERAGE POSITION: Insurance Agent NATURE: Insurance sales and service non variable insurance. Including DI, Health, LTC and fixed products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2006 ADDRESS: 290 West Mount Pleasant; ste 2300, Livingston NJ 07039, United States DESCRIPTION: Sales and service of insurance

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-12-21
• S65 Uniform Investment Adviser Law Examination
  2009-12-04