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Nicholas A. Mettert

Morgan Stanley

Venice, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-01
TX RA APPROVED 2021-01-29
  • FL RA
    APPROVED
    Since 2021-02-01
  • TX RA
    APPROVED
    Since 2021-01-29

Branch Locations

333 South Tamiami Trail Suite 199, Venice, FL 34285 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Venice FL 05/2013 05/2017
Jp Morgan Securities Llc Nokomis FL 05/2017 01/2021
Jp Morgan Securities Llc Venice FL 05/2013 05/2017
Jpmorgan Chase Bank, N.A. Nokomis FL 05/2017 01/2021
Morgan Stanley Smith Barney Llc Venice FL 01/2021 Present
Morgan Stanley Private Bank, N.A New York NY 03/2021 Present
  • 05/2013 → 05/2017
    Jp Morgan Chase Bank, N.A.
    Venice, FL
  • 05/2017 → 01/2021
    Jp Morgan Securities Llc
    Nokomis, FL
  • 05/2013 → 05/2017
    Jp Morgan Securities Llc
    Venice, FL
  • 05/2017 → 01/2021
    Jpmorgan Chase Bank, N.A.
    Nokomis, FL
  • 01/2021 → Present
    Morgan Stanley Smith Barney Llc
    Venice, FL
  • 03/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-11
S63 Uniform Securities Agent State Law Examination 2010-02-05
  • S66 Uniform Combined State Law Examination
    2016-04-11
  • S63 Uniform Securities Agent State Law Examination
    2010-02-05
Other Names
  • Nicholas Aaron Mettert

View on SEC IAPD

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MICHAEL F PRAZNOVSKY
DEAN P MCCONVILLE
CYNTHIA DANKER MERRITT
Bonnie Jean Harmsen Gaudreau
Robert K Domke
James Walker Crites
Timothy Francis Hixson
Dustin R Hays

Other Offices

LPL FINANCIAL LLC · VENICE, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Venice, FL
PNC WEALTH MANAGEMENT LLC · VENICE, FL
EDWARD JONES · Venice, FL
EDWARD JONES · VENICE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VENICE, FL
EDWARD JONES · VENICE, FL
RAYMOND JAMES & ASSOCIATES, INC. · Venice, FL

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