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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| KS | RA | APPROVED | 2022-09-06 |
Branch Locations
10801 Mastin Street Suite 370, Overland Park, KS 66210 • United States
901 Kentucky Street Suite 204, Lawrence, KS 66044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Country Financial | Overland Park | KS | 11/2009 | Present |
| Infinitas | Overland Park | KS | 04/2022 | 09/2022 |
| Commonwealth Financial Network | Waltham | MA | 04/2022 | 09/2022 |
| Commonwealth Financial Network | San Diego | CA | 09/2022 | Present |
| Infinitas | Overland Park | KS | 09/2022 | Present |
Fixed insurance sales; as of 10/01/2022; 5% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-07 |
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