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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-06-14 |
| TX | RA | APPROVED | 2023-06-14 |
Branch Locations
2370 Broad Ripple Ave, Indianapolis, IN 46220 • United States
5236 North Keystone Avenue, Indianapolis, IN 46220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Noblesville | IN | 01/2015 | 11/2022 |
| Meijer | Noblesville | IN | 09/2018 | 09/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 11/2022 | 06/2023 |
| Bank Of America, N.A. | Indianapolis | IN | 11/2022 | 06/2023 |
| Uber | Noblesville | IN | 10/2018 | 11/2019 |
| J.P. Morgan Securities Llc | Indianapolis | IN | 06/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Indianapolis | IN | 06/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Noblesville | IN | 01/2015 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-29 |
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