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1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-10 |
| CA | RA | APPROVED | 2026-08-10 |
| CO | RA | APPROVED | 2026-08-10 |
| CT | RA | APPROVED | 2026-08-10 |
| DE | RA | APPROVED | 2026-08-10 |
| FL | RA | APPROVED | 2026-08-10 |
| KS | RA | APPROVED | 2026-08-10 |
| ME | RA | APPROVED | 2026-08-10 |
| MA | RA | APPROVED | 2026-08-10 |
| NH | RA | APPROVED | 2026-08-10 |
| NJ | RA | APPROVED | 2026-08-10 |
| NY | RA | APPROVED | 2026-08-10 |
| NC | RA | APPROVED | 2026-08-10 |
| OH | RA | APPROVED | 2026-08-10 |
| SC | RA | APPROVED | 2026-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | New York | NY | 01/1999 | 12/2017 |
| Stewart Asset Management | New York | NY | 10/2014 | 12/2022 |
| Spouting Rock Asset Management | New York | NY | 01/2023 | 02/2024 |
| Ingalls & Snyder Llc | New York | NY | 02/2024 | Present |
| Ingalls Investment Management, Llc | New York | NY | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-04-01 |
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