Eric N Kaleal

Current Employers

Employment History

• 01/2015 → 07/2025
  Lpl Financial, Llc
  Mentor, OH
• 11/2015 → 07/2025
  Lighthouse Advisers, Llc
  Mentor, OH
• 12/2024 → Present
  Kaleal Holdings, Inc.
  Mentor, OH
• 07/2015 → Present
  Lighthouse Advisers, Llc
  Mentor, OH
• 10/2020 → Present
  Nunzio And Company, Llc
  Mentor, OH
• 07/2025 → 09/2025
  Avantax Investment Services Inc.
  Mentor, OH
• 07/2025 → 09/2025
  Avantax Advisory Services
  Mentor, OH
• 07/2025 → 09/2025
  Avantax Insurance Agency, Llc
  Mentor, OH
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Mentor, OH
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-01-04 → 2025-09-10
  Lighthouse Advisers, Llc
  Mentor, OH
• 2025-07-28 → 2025-09-05
  Avantax Advisory Services
  Mentor, OH
  Dallas, TX
• 2015-01-20 → 2025-07-30
  Lpl Financial Llc
  Mentor, OH
• 2012-07-09 → 2015-01-20
  Wells Fargo Clearing Services, Llc
  Pepper Pike, OH

Other Businesses

1) MISSION4MAUREEN POSITION: President NATURE: Volunteer President for the 501(c)3. Mission4Maureen provides financial assistance to families burdened by the staggering cost of brain cancer and brain tumor treatment. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 8941 Doral Dr, Mentor OH 44060, United States DESCRIPTION: Preside over the Board. Attend and Run board meetings. Vote on organizational items. Manage the que of applicants for funding. Recruit new active Board Members. Advocate for the organization. 2) LIGHTHOUSE ADVISERS, LLC POSITION: President NATURE: We offer Financial Services including but not limited to: Investments Retirement Planning Income Planning College Funding Small Business Non-Profit Financial Planning Insurance Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 07/30/2015 ADDRESS: 8450 Mentor Ave, Mentor OH 44060, United States DESCRIPTION: Meet with my clients as their trusted adviser. Manage the Firm's Investment Models Meet with the Firm's Advisers to help facilitate growth. Steward the organization to the future. Help create the growth plan and goals for the firm. 3) NOTARY PUBLIC POSITION: Notary Public NATURE: I notarize documents within the jurisdiction of the State of Ohio. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2015 ADDRESS: 8941 Doral Dr., Mentor OH 44060, United States DESCRIPTION: I notarize documents. I will not notarize investment related documents while also acting as the FP on the account. 4) NUNZIO AND COMPANY, LLC POSITION: Member NATURE: Business Entity for Tax / Investment Purposes Only. Currently no real estate holdings, a few vehicles and watches for re-sale. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 8941 Doral Dr, Mentor OH 44060, United States DESCRIPTION: Buy vehicles, watches, and real estate with the intent to re-sell. 5) KALEAL HOLDINGS, INC POSITION: President NATURE: Kaleal Holdings is the owner of my 33.33% interest in Lighthouse Advisers. LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/12/2024 ADDRESS: 8941 Doral Dr., Mentor OH 44060, United States DESCRIPTION: No other duties. This entity is a holding company, the only asset is 33.33% of Lighthouse Advisers,LLC 6) LIGHTHOUSE ADVISERS, LLC POSITION: President NATURE: Lighthouse Advisers, LLC is an independent State Registered RIA in OH. We will be dissolving this RIA within 30 days of our affiliation with Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/02/2015 ADDRESS: 8450 Mentor Ave, Mentor OH 44060, United States DESCRIPTION: In this business We help clients with financial planning. Lighthouse Advisers, LLC is an OH registered investment advisory firm. We will be dissolving this RIA within 30 days of affiliating with Avantax. 7) LAKE COUNTY REPUBLICAN PARTY - CENTRAL COMMITTEE INVESTMENT RELATED: NO ADDRESS: 505 LIBERTY ST. PAINESVILLE, OHIO 44077 NATURE OF BUSINESS: BOARD START DATE: 1/6/2026 POSITION/TITLE/RELATIONSHIP: CENTRAL COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MY ROLE IS TO PARTICIPATE IN LEADERSHIP VOTES, OBTAIN INFORMATION ON COUNTY ISSUES THAT MAY BE ON THE BALLOT, INCLUDING APPOINTING CANDIDATES TO A SEAT, IF THERE IS AN ABSENCE.

Exams

• S66 Uniform Combined State Law Examination
  2012-07-07
• S63 Uniform Securities Agent State Law Examination
  2012-06-01

Other Names

• Eric Nunzio Kaleal
• Eric Kaleal