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Richard Bradley Mundy

Mercer Global Advisors Inc.

Atlanta, GA

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-10-25
LA RA APPROVED 2021-01-04
TX RA APPROVED 2020-12-23
  • GA RA
    APPROVED
    Since 2021-10-25
  • LA RA
    APPROVED
    Since 2021-01-04
  • TX RA
    APPROVED
    Since 2020-12-23

Branch Locations

5555 Glenridge Connector Suite 825, Atlanta, GA 30342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Irvine CA 11/2012 01/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 01/2019
Kays Financial Advisory Corp Atlanta GA 01/2019 12/2020
Mercer Global Advisors Inc. Atlanta GA 12/2020 09/2022
Mercer Global Advisors Inc. Atlanta GA 09/2022 Present
  • 11/2012 → 01/2019
    Fidelity Brokerage Services Llc
    Irvine, CA
  • 07/2018 → 01/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 01/2019 → 12/2020
    Kays Financial Advisory Corp
    Atlanta, GA
  • 12/2020 → 09/2022
    Mercer Global Advisors Inc.
    Atlanta, GA
  • 09/2022 → Present
    Mercer Global Advisors Inc.
    Atlanta, GA
Previous Registrations
  • 2019-01-24 → 2021-01-04
    Kays Financial Advisory Corp
    Atlanta, GA
  • 2018-07-13 → 2019-01-29
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2013-08-07 → 2018-07-13
    Strategic Advisers Llc
    Irvine, CA
    Dunwoody, GA
  • 2011-07-05 → 2012-11-29
    Goldman Sachs Wealth Services, L.P.
    Irvine, CA
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-30
S63 Uniform Securities Agent State Law Examination 2009-12-01
  • S66 Uniform Combined State Law Examination
    2011-06-30
  • S63 Uniform Securities Agent State Law Examination
    2009-12-01
Designations
Other Names
  • Brad Mundy
  • Bradley Mundy
  • Richard Bradley Mundy
  • Brad Bradley Mundy

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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