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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-07-23 |
| TX | RA | APPROVED | 2026-07-23 |
Branch Locations
1013 Centre Rd Ste 229, Wilmington, DE 19805 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Hockessin | DE | 06/2013 | 05/2019 |
| Wells Fargo Advisors Llc | Hockessin | DE | 06/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hockessin | DE | 11/2016 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | DE | 05/2019 | 07/2026 |
| Bank Of America, N.A. | Wilmington | DE | 05/2019 | 07/2026 |
| Wells Fargo Advisors Financial Network, Llc | Wilmington | DE | 07/2026 | Present |
Name of outside business organization: Hockessin Historical Society Investment related: NoAddress of business: Hockessin, DEPosition, title, association: Board MemberStart date of relationship: 09/2016Number of hours devoted monthly: 2Number of hours devoted monthly during trading hours: 1Duties: Preserving the historical assets of the Hockessin area
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-02 |
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