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Sogol Behrouz

Morgan Stanley

Laguna Niguel, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-14
CA RA APPROVED 2016-06-28
  • TX RA
    APPROVED_RES
    Since 2020-03-14
  • CA RA
    APPROVED
    Since 2016-06-28

Branch Locations

28202 Cabot Road Suite 500, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Francisco CA 06/2016 03/2018
Morgan Stanley Laguna Niguel CA 03/2018 Present
Previous Registrations
  • 2014-04-14 → 2016-05-18
    Waddell & Reed
    San Mateo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-11
S63 Uniform Securities Agent State Law Examination 2013-11-19
  • S65 Uniform Investment Adviser Law Examination
    2014-04-11
  • S63 Uniform Securities Agent State Law Examination
    2013-11-19
Other Names
  • Sogol Darougar

View on SEC IAPD

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Other Offices

EHRLICH FINANCIAL GROUP · LAGUNA NIGUEL, CA
TCFG INVESTMENT ADVISORS, LLC · LAGUNA NIGUEL, CA
SENTIENT FINANCIAL, LLC · LAGUNA NIGUEL, CA
LPL FINANCIAL LLC · LAGUNA NIGUEL, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAGUNA NIGUEL, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Laguna Niguel, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Niguel, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Niguel, CA

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