Vahe Boyajian

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2014-10-13
TX	RA	APPROVED_RES	2013-02-07
CT	RA	APPROVED	2009-10-23
NJ	RA	APPROVED	2009-10-23

FL RA
APPROVED

Since 2014-10-13
TX RA
APPROVED_RES

Since 2013-02-07
CT RA
APPROVED

Since 2009-10-23
NJ RA
APPROVED

Since 2009-10-23

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boca Raton	FL	10/2009	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL

Previous Registrations

2009-10-02 → 2009-10-23

Banc Of America Investment Services, Inc.

Greenwich, CT

Greenwich, CT

Other Businesses

I*97265 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BOYNTON BEACH KNIGHTS FC INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAKE WORTH, FLORIDA 33467 NATURE OF BUSINESS: OTHER, INCORPORATED POSITION, TITLE, ASSOCIATION: OTHER, TRAINING AND COACHING SOCCER FOR YOUTH PLAYERS START DATE OF RELATIONSHIP: 8/31/2016 NUMBER OF HOURS DEVOTED: 48 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRAIN AND COACH SOCCER FOR YOUTH PLAYERS I*121297 For profit or not for profit: For-Profit Organization Name of outside business organization: The Florida Soccer School LLC Investment related: N Address of business: Valrico, Florida 33594 Position, title, association: Other, Soccer Coach Start date of relationship: 7/7/2019 Number of hours devoted: 25 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Summer Soccer Camp for children

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-09-28
S63	Uniform Securities Agent State Law Examination	1999-10-15

S66 Uniform Combined State Law Examination

2009-09-28
S63 Uniform Securities Agent State Law Examination

1999-10-15

View on SEC IAPD