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516 North Tryon Street, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Charlotte | NC | 02/2014 | 08/2021 |
| Adhesion Wealth | Charlotte | NC | 08/2021 | 02/2022 |
| Linden Thomas And Company Securities, Llc | Tryon | NC | 02/2022 | 03/2025 |
| Linden Thomas Advisory Services, Llc | Tryon | NC | 02/2022 | 03/2025 |
| Forthright Capital Advisory Llc | Las Vegas | NV | 03/2025 | 05/2025 |
| Forthright Capital Advisory Llc | Las Vegas | NV | 03/2025 | 06/2025 |
| Linden Thomas And Company Securities, Llc | Charlotte | NC | 06/2025 | Present |
| Linden Thomas Advisory Services, Llc | Charlotte | NC | 06/2025 | Present |
Nick C. Stockdale, Owner, 6419 Outer Bridge Ln. Charlotte, NC 28270, Fixed Life/Annuity Insurance Sales, Insurance Agent, March 1, 2025, 5 hours a month outside of trading hours, Cold call and follow up on insurance leads.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-19 |
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