Best Investors
Account
Sign in
Best Investors
Account
Sign in
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2013-11-28 |
Branch Locations
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States
Commerce City, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 01/2011 | Present |
| Tiaa | Denver | CO | 01/2011 | Present |
INVESTMENTS AND WEALTH INSTITUTE POSITION: Commission Member NATURE: I will serve on the board of the RMA Commission for the Investments and Wealth Institute. Below is some insight into the Commission and its goals:The RMA Commission is a policy and strategic advisory workgroup, providing guidance and direction to staff and the board on retirement industry trends, opportunities and threats. The Commission oversees the work of all sub-committees and taskforces, which are charged with aiding staff on the development and delivery of various retirement program initiatives: The RMA curriculum, retirement conference and program development, and exam and standards development. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2026 ADDRESS: 5619 DTC Parkway, Suite 600, Greenwood Village CO 80111, United States DESCRIPTION: I will be assisting in the Institute's efforts to provide premier credentials and world-class education to elite investment and wealth management advisors. Although the scope of work changes as needed, the broad categories of initiatives are: RMA Curriculum, Conference and Programs, and Exam and Standards Development.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-02 |
Reach out to this advisor