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Current Employers
Armstrong Advisory Group Inc.

144 Gould Street Suite 210, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-05-31
MA RA APPROVED 2022-05-03
  • NH RA
    APPROVED
    Since 2022-05-31
  • MA RA
    APPROVED
    Since 2022-05-03

Branch Locations

One New Hampshire Ave Suite 125, Portsmouth, NH 03801 • United States

144 Gould Street Suite 210, Needham, MA 02494 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Advisors, Inc. Needham ME 02/2011 05/2022
Securities America, Inc. Needham MA 02/2011 05/2022
Armstrong Advisory Group Inc. Needham MA 05/2022 Present
  • 02/2011 → 05/2022
    Securities America Advisors, Inc.
    Needham, ME
  • 02/2011 → 05/2022
    Securities America, Inc.
    Needham, MA
  • 05/2022 → Present
    Needham, MA
Previous Registrations
  • 2011-02-09 → 2022-06-01
    Securities America Advisors, Inc.
    Needham, MA
Other Businesses

(1) INSURANCE SALES: Mr. Zodda is a licensed insurance agent/producer. Business is conducted at 144 Gould St, Ste 210, Needham MA 02494, United States. Start date: 04/2011. Prior to 06/01/2022: Investment Related. All types of insurance products have been sold inclusive of those that require securities registration. Effective 06/01/2022: Investment related. Sales of Insurance Products that do not require securities licensing only. Number of hours: Less than an hour per month. (2) THE FINANCIAL EXCHANGE: Mr. Zodda is a Radio Host. As such, Mr. Zodda is co-hosting the radio program "The Financial Exchange". Activity is conducted at 144 Gould St, Ste 210, Needham MA 02494, United States. Investment related: As a co-host of the financial show, Mr. Zodda expresses his views and provides contemporaneous comments related to the general market, economic developments as well as certain educational information. Start date: 08/2015. Mr. Zodda dedicates 2 hours a day to this activity. (3) TV ANALAYST: Mr. Zodda is a commentator providing investment and economic information to local television news stations on an as-needed basis. Investment related. As a TV commentator, Mr. Zodda expresses his views and provides contemporaneous comments related to the general market, economic developments. Start date: 04/2011. Mr. Zodda dedicates 8 hours a week to this activity. (4) STUBHUB - OCCASIONAL TICKET SELLER: Mr. Zodda is an owner of a set of season tickets for Boston Burins games. From time to time, when unable to attend, Mr. Zodda lists game tickets on StubHub. Not Investment Related. Location: N/A. Start date: 10/2018; Dedicated hours: N/A (5) FESSENDEN SCHOOL ALUMNI EXECUTIVE COMMITTEE: Mr. Zodda is a volunteer. Activity is conducted at 250 Waltham St., West Newton, MA 02465. As a volunteer, Mr. Zodda participates in meetings and activities related to reunions and school alumni networking events. Not investment related. Start Date: 10/2017. No dedicated hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-22
  • S66 Uniform Combined State Law Examination
    2010-04-22

View on SEC IAPD

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