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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2012-02-29 |
Branch Locations
1810 Sw Plaza Shops Ln Ste G, Ankeny, IA 50023 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Des Moines | IA | 11/2009 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2009 | Present |
| Northwestern Mutual Investment Services, Llc | W Des Moines | IA | 04/2013 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS 2. 27.50% OWNER, 1810 SW PLAZA SHOP LANE, LLC, INVESTMENT PROPERTY, START DATE: 09/06/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWN 25% OF THE BUILDING. 3. PRESIDENT, DSM IOWA HOCKEY, 5200 NW 72ND STREET, URBANDALE, , IOWA, 50322, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/24/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVER SEE THE NONPROFIT BUSINESS AND HOCKEY OPS 4. DBJ WM, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. CRUSHERS LLC, 2871 NW 86TH PL, ANKENY, , IOWA, 50023, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/14/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NOTHING - ITS JUST A HUNTING FARM. THAT DOES HAVE INCOME FROM THE CROPS THAT WE WILL RENT OUT TO A LOCAL FDARM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-30 |
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