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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-05-09 |
| SC | RA | APPROVED | 2019-05-09 |
| TX | RA | APPROVED | 2019-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Charlotte | NC | 03/2017 | 05/2018 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 03/2017 |
| Msi Financial Services, Inc. | Charlotte | NC | 04/2016 | 03/2017 |
| Winthrop University | Rock Hill | SC | 06/2018 | 01/2019 |
| Lpl Financial Llc | Fort Mill | SC | 03/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-21 |
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