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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2016-01-20
TX RA APPROVED_RES 2015-06-26
CT RA APPROVED 2013-09-12
  • NH RA
    APPROVED
    Since 2016-01-20
  • TX RA
    APPROVED_RES
    Since 2015-06-26
  • CT RA
    APPROVED
    Since 2013-09-12

Branch Locations

900 Elm St, Manchester, NH 03101 • United States

9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated North Reading MA 08/2013 Present
Bank Of America, N.A. North Reading MA 09/2013 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-09
  • S66 Uniform Combined State Law Examination
    2010-03-09
Other Names
  • Amy Sue Osborne
  • Amy S Clanton
  • Amy Bright
  • Amy Sue Osborne
  • Amy Sue Bright
  • Amy Sue Clanton
  • Amy Sue Osborne

View on SEC IAPD

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