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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-17 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
300 Madison Ave 29Th Fl, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2013 | 07/2026 |
| Bank Of America, N.A. | New York | NY | 02/2021 | 07/2026 |
| Hightower Advisors, Llc | Chicago | IL | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-21 |
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