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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-16 |
| GA | RA | APPROVED | 2018-01-25 |
Branch Locations
3720 Davinci Court Suite 150, Peachtree Corners, GA 30092 • United States
6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Atlanta | GA | 05/2016 | Present |
| Mml Investors Services, Llc | Atlanta | GA | 05/2016 | Present |
1) NAME: JOSEPH SCHRECK INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES START: 5/9/2016 NO HRS/MO: 2-3 NO HRS/MO DUR TRADING: 2-3. 2) NAME: NAIFA - GEORGIA INV REL: Y ADD: 677 MAIN STREET, SUWANEE GA 30024 NATURE: ADVOCATE FOR POSITIVE LEGISLATIVE AND REGULATORY ENVIRONMENT POSITION: PRESIDENT - ELECT START DATE: 11/01/2022 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PROMOTE AND COMMUNICATE GOVERNMENT ISSUES ON FEDERAL AND STATE LEVEL THAT AFFECT THE WELL BEING OF ADVISORS AND ADVISORS CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-14 |
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