Michael William Simonian

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 09/2016
  First Niagara Bank
  Erie, PA
• 09/2008 → 09/2016
  Lpl Financial
  Charlotte, NC
• 09/2016 → 09/2016
  Key Investment Services Llc
  Erie, PA
• 10/2016 → 11/2020
  Regions Bank
  Lake Mary, FL
• 10/2016 → 11/2020
  Cetera Investment Advisers Llc
  Lake Mary, FL
• 10/2016 → 11/2020
  Cetera Investment Services Llc
  St.CLoud, MN
• 11/2020 → Present
  Wells Fargo Clearing Services, Llc
  Winter Park, FL

Previous Registrations

• 2016-10-10 → 2020-11-30
  Cetera Investment Advisers Llc
  Lake Mary, FL
• 2016-09-21 → 2016-10-03
  Key Investment Services Llc
  Cleveland, OH
  Erie, PA
• 2014-12-18 → 2016-09-21
  Lpl Financial Llc
  Erie, PA
  Erie, PA
  Erie, PA
  Warren, PA
  Erie, PA
  Meadville, PA
  Erie, PA
  Corry, PA
  Jamestown, NY
  Jamestown, NY
  Falconer, NY

Other Businesses

SIMONIAN ENTERPRISES, INC; NOT INVESTMENT RELATED; DELTONA,FL; 100% OWNERSHIP; START DATE 01/01/2008; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; SELLING HEALTH AND WELLNESS SUPPLEMENTS.

Exams

• S66 Uniform Combined State Law Examination
  2014-12-16
• S63 Uniform Securities Agent State Law Examination
  2010-01-26

Other Names

• Mike Simonian