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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-08
FL RA APPROVED 2020-12-14
  • TX RA
    APPROVED
    Since 2022-02-08
  • FL RA
    APPROVED
    Since 2020-12-14

Branch Locations

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

441 Seabreeze Blvd, Daytona Beach, FL 32118 • United States

1220 Providence Blvd, Deltona, FL 32725 • United States

2502 Enterprise Rd, Orange City, FL 32763 • United States

1695-1 N Woodland Blvd, Deland, FL 32720 • United States

131 E New York Ave, Deland, FL 32724 • United States

1813 S Ridgewood Ave, Edgewater, FL 32141 • United States

828 White St, Daytona Beach, FL 32117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Bank Erie PA 09/2008 09/2016
Lpl Financial Charlotte NC 09/2008 09/2016
Key Investment Services Llc Erie PA 09/2016 09/2016
Regions Bank Lake Mary FL 10/2016 11/2020
Cetera Investment Advisers Llc Lake Mary FL 10/2016 11/2020
Cetera Investment Services Llc St.CLoud MN 10/2016 11/2020
Wells Fargo Clearing Services, Llc Winter Park FL 11/2020 Present
Previous Registrations
Other Businesses

SIMONIAN ENTERPRISES, INC; NOT INVESTMENT RELATED; DELTONA,FL; 100% OWNERSHIP; START DATE 01/01/2008; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; SELLING HEALTH AND WELLNESS SUPPLEMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-16
S63 Uniform Securities Agent State Law Examination 2010-01-26
  • S66 Uniform Combined State Law Examination
    2014-12-16
  • S63 Uniform Securities Agent State Law Examination
    2010-01-26
Other Names
  • Mike Simonian

View on SEC IAPD

Other Firms

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