Kari Ann Stubits

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 07/2018
  John Gravlin
  Creve Coeur, MO
• 10/2015 → 07/2021
  Waddell & Reed
  Creve Coeur, MO
• 01/2016 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  St Louis, MO
• 02/2016 → 07/2018
  John Gravlin
  Creve Coeur, MO
• 11/2019 → 07/2021
  Profund Legacy Partners, Llc
  Lake St Louis, MO
• 07/2021 → Present
  Lpl Financial Llc
  Creve Coeur, MO

Previous Registrations

• 2015-11-18 → 2021-07-21
  Waddell & Reed
  Edmond, OK
  Creve Coeur, MO
• 2010-03-15 → 2010-09-02
  Edward Jones
  Webster Groves, MO
  St Louis, MO

Other Businesses

1)11/03/2021 - Business Entity For Tax/Investment Purposes Only / KARI A. STUBITS, LLC / Not Investment Related / 2Hrs/Mo 0Hrs During Trading / Saint Louis, MO 63123 2)07/21/2021 - DBA for LPL Business (entity for LPL business) / Profound Legacy Partners / Investment Related / Creve Cour, MO 63141

Exams

• S66 Uniform Combined State Law Examination
  2015-12-19

Other Names

• Kari A Stubits