Brett Charles Oley

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 10/2017
  Ubs Financial Services Inc
  Naples, FL
• 10/2017 → Present
  Raymond James Financial Services, Inc.
  Naples, FL
• 10/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Naples, FL

Previous Registrations

• 2006-04-11 → 2017-10-17
  Ubs Financial Services Inc.
  Bonita Springs, FL
  Weehawken, NJ
  Bonita Springs, FL
  Naples, FL
  Bellevue, WA
  Fort Myers, FL

Other Businesses

(1)Name of Business: BOA/BBRB Family Limited Partnership Address: 2243 Residence Cir, Naples, FL, 34105, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 04/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General Partner; help to manage a FLP for my family / estate planning purposes. I do this in conjunction with my three siblings and parents. (2)Name of Business: Book: "Sunshine State Strategy: Your Essential Guide to Becoming a Florida Resident" Address: 2243 Residence Cir, Naples, FL, 34105, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 07/25/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Myself and my business partner, Ryan Kinser, are authors of this book as it relates to Florida Domicile and becoming a Florida Resident. (3)Name of Business: Book: "The Pillars of Planning: An Essential Guide to Help Grow and Protect Your Wealth" Address: 2243 Residence Circle, Naples, FL, 34105, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 03/26/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Myself and my business partner, Ryan Kinser, are authors of this book as it relates to general principles of finance. (4)Name of Business: Oley Address: 2243 Residence Cir, Naples, FL, 34105, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 06/28/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Donor Advised Fund held at Raymond James Trust. I, Brett Oley, am the trustee. (5)Name of Business: Oley Concierge Wealth, LLC Address: 4501 Tamiami Trail N., Suite 300, Naples, FL, 34103, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/06/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Private (not publicly marketed) LLC to help manage my business operations at RJFS. (6)Name of Business: Oley Family of Florida, LLC Address: 2243 Residence Circle, Naples, FL, 34105, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 04/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager; help to manage a LLC for my family's estate planning purposes. (7)Name of Business: Oley Kinser Concierge Wealth, LLC Address: 4501 Tamiami Trail N., Suite 300, Naples, FL, 34103, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/11/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: The name of our independent practice at RJFS.Myself and Ryan Kinser are joint owners of the LLC. (8)Name of Business: Oley Real Estate Holdings, LLC Address: 523 17th Ave. S., Naples, FL, 34102, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/23/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Private (not publicly marketed) LLC to hold non-income producing real estate that is afforded greater creditor protection given the organization.

Exams

• S66 Uniform Combined State Law Examination
  2006-04-07