Wesley R Joiner

Employer firm

Legacy Financial Advisors CRD 309156

$139M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Legacy Financial Advisors, Llc
  Saint Simons Island, GA
• 11/2009 → 09/2022
  First Allied Securiites, Inc
  San Diego, CA
• 11/2020 → Present
  First Allied Advisory Services
  Schaumburg, IL
• 11/2009 → 11/2020
  First Allied Advisory Services, Inc.
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  St. Simons Island, GA

Previous Registrations

• 2020-11-05 → 2022-02-03
  Cetera Investment Advisers Llc
  St. Simons Island, GA
  Saint Simons Island, GA
• 2020-01-24 → 2020-11-12
  First Allied Advisory Services, Inc.
  St. Simons Island, GA
  St. Simons Island, GA
• 2016-01-04 → 2016-12-31
  Legacy Financial Advisors, Llc
  Saint Simons Island, GA

Other Businesses

1. Wesley Robert Joiner is a registered representative. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Legacy Financial Advisors, LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services any representative of Legacy Financial Advisors, LLC in such individual's outside capacity. 2. Wesley Robert Joiner is Partner of IMaximize Social Security, LLC (a company formed to eventually provide a mobile application that would advise people on how to take Social Security; it is unrelated to LFA's advisory business). From time to time, he may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. Legacy Financial Advisors, LLC always acts in the best interest of the client and clients are in no way required to the services of any representative of Legacy Financial Advisors, LLC in connection with such individual's activities outside of Legacy Financial Advisors, LLC. 3. Wesley Robert Joiner is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Legacy Financial Advisors, LLC always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Legacy Financial Advisors, LLC in connection with such individual's activities outside of Legacy Financial Advisors, LLC. 4. IMaximize Social Security LLC, Partner, Start Date 09/10/2013, 40 hours per month. 5. Visitssi LLC, President, Real Estate (Rental Property/Passive Investment) Start Date 09/01/2017, 20 hours per month. 6. Nibble Nation; CFO; Non-CPA (No tax preparation; Start date: 01/01/2020; 40 hours per month. 7. Legacy Financial Advisors LLC Advisory Services; CCO; Registered Investment Advisor; Start Date: 05/31/2020; 160 Hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2012-10-27