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Adem Clay Dorman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Duluth, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-23
FL RA APPROVED 2010-12-13
  • TX RA
    APPROVED_RES
    Since 2013-01-23
  • FL RA
    APPROVED
    Since 2010-12-13

Branch Locations

9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States

2170 Satellite Blvd Retirement & Personal Wealth Solutions, Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Jacksonville FL 11/2009 Present
  • 11/2009 → Present
    Merrill Lynch
    Jacksonville, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-12
S63 Uniform Securities Agent State Law Examination 2010-09-13
  • S65 Uniform Investment Adviser Law Examination
    2010-11-12
  • S63 Uniform Securities Agent State Law Examination
    2010-09-13
Other Names
  • Adem C Dorman

View on SEC IAPD

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RYAN ALEXANDER WILLIAMS
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Adam Kyle Dorman
CORNELIUS JOHN CRONIN
Mia Victoria Greenfield
MICHAEL LOUIS ELLIS

Other Offices

LPL ENTERPRISE, LLC · JACKSONVILLE, FL
MADDEN ADVISORY SERVICES, INC. · JACKSONVILLE, FL
SANCHEZ WEALTH MANAGEMENT GROUP, LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
J.P. MORGAN SECURITIES LLC · Jacksonville , FL

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