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Nicole Christina Harrison

Cetera Investment Advisers LLC

Rockville, MD

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-02
MD RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2024-02-02
  • MD RA
    APPROVED
    Since 2023-08-10

Branch Locations

2101 Gaither Rd Ste 600, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St.PAul MN 11/2009 08/2023
Minnesota Life St. Paul MN 11/2009 08/2023
Financial Advantage Rockville MD 11/2009 Present
Cetera Wealth Services, Llc Rockville MD 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 11/2009 → 08/2023
    Securian Financial Services Inc.
    St.PAul, MN
  • 11/2009 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 11/2009 → Present
    Financial Advantage
    Rockville, MD
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Rockville, MD
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-04-19 → 2023-08-10
    Securian Financial Services, Inc.
    Rockville, MD
    St. Paul, MN
Other Businesses

COLLABORATIVE PROJECT OF MARYLAND POSITION: Volunteer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2018 ADDRESS: , Rockville MD , United States DESCRIPTION: Volunteer NAME OF OTHER BUSINESS: FINANCIAL ADVANTAGE ASSOCIATES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2010 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, SALE AND SERVICE OF FIXED INSURANCE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-30
  • S66 Uniform Combined State Law Examination
    2010-03-30
Designations

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