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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Alexandria | VA | 07/2015 | 09/2025 |
| Avantax Advisory Services | Alexandria | VA | 07/2015 | 09/2025 |
| Avantax Insurance Agency, Llc | Alexandria | VA | 07/2015 | 09/2025 |
| New York Lutheran Church | New York | NY | 09/2012 | 09/2016 |
| Ville Uusimaki | Alexandria | VA | 04/2010 | Present |
| Ville Uusimaki | Alexandria | VA | 07/2015 | Present |
| Ville Uusimaki | Alexandria | VA | 06/2019 | Present |
| Fixed Index Annuties | Alexandria | VA | 07/2025 | Present |
| Cetera Wealth Services, Llc | Alexandria | VA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Ville Uusimaki~5525 Sacramento Mews Place~Alexamdria~VA~22309~Insurance Agent~Agent~4/1/2010~20hrs~4hrs~Assist businesses to select and implement group coverages. Assist participants with their coverage related matters 2) Ville Uusimaki~5525 Sacramento Mews Place~Alexandria~VA~22309~Insurance Agent~Agent~7/1/2015~40hrs~30hrs~Assist individuals and business owners with selecting and implementation of the plans, participant enrollments and guidance 3) Ville Uusimaki~5525 Sacramento Mews Place~Alexandria~VA~22309~Other~Independent Contractor~6/1/2019~20hrs~10hrs~Research businesses needs for services. Assist with implementation and consultation 4) FOREC FINANCIAL, LLC POSITION: Owner NATURE: Operational and marketing name for Avantax Services and Doing Business As (DBA). INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2015; ADDRESS: 5525 Sacramento Mews Place, Alexandria VA 22309; N/A 5) SACRAMENTO MEWS PLACE HOA POSITION: Board Member NATURE: Home Owners Association Board Member INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2022 ADDRESS: 5525 Sacramento Mews Place, Alexandria VA 22309, United States DESCRIPTION: Request contract proposals for HOA. Review Financial Statements. Make suggestions for community repairs, budgeting and contractor selection. Inspect property conditions at the community. Communicate home owners and property management company about current community/individual property issues. 6)ForeC Financial, LLC (1); Owner; Operational and marketing name for Avantax Services and Doing Business As (DBA).; IR; 40; 07/01/2015; 5525 Sacramento Mews Place Alexandria VA 22309; N/A
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-05 |
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