Best Investors Account Sign in
Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-25
  • FL RA
    APPROVED
    Since 2022-03-25

Branch Locations

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

3837 Nw Boca Raton Blvd, Ste 100, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Delray Beach FL 08/2010 Present
Gaines Financial Group Boca Raton FL 12/2011 Present
  • 08/2010 → Present
    Lpl Financial
    Delray Beach, FL
  • 12/2011 → Present
    Gaines Financial Group
    Boca Raton, FL
Previous Registrations
  • 2012-03-28 → 2022-04-27
    Gaines Financial Group
    Boca Raton, FL
  • 2011-12-09 → 2013-02-22
    Boca Raton, FL
    Boca Raton, FL
Other Businesses

(1) 08/20/10 - SALE OF FIXED INSURANCE BUSINESS/ 20% OF TIME/ DELRAY BEACH, FL (2) 05/17/2022 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 04/07/2022 - 160 Hours Per Month/ 150 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. (3) 12/27/2022 - P.M.A WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/09/2022 - 60 Hours Per Month/50 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-13
S63 Uniform Securities Agent State Law Examination 2010-07-19
  • S66 Uniform Combined State Law Examination
    2010-08-13
  • S63 Uniform Securities Agent State Law Examination
    2010-07-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Berwyn, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor