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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-25 |
Branch Locations
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
3837 Nw Boca Raton Blvd, Ste 100, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Delray Beach | FL | 08/2010 | Present |
| Gaines Financial Group | Boca Raton | FL | 12/2011 | Present |
(1) 08/20/10 - SALE OF FIXED INSURANCE BUSINESS/ 20% OF TIME/ DELRAY BEACH, FL (2) 05/17/2022 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 04/07/2022 - 160 Hours Per Month/ 150 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. (3) 12/27/2022 - P.M.A WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/09/2022 - 60 Hours Per Month/50 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-19 |
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