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Inactive

Thomas William Dunaway

The Sum

The Woodlands, TX

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Current Employers
The Sum

4526 Research Forest Dr. Suite 240, The Woodlands, TX 77381 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-03
  • TX RA
    APPROVED
    Since 2025-07-03

Branch Locations

4526 Research Forest Dr. Suite 240, The Woodlands, TX 77381 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 12/2009 07/2025
Fidelity Personal And Workplace Advisors Boston MA 07/2018 07/2025
Fidelity Investments Boston MA 03/2025 07/2025
The Planning Project, Llc Dba The Sum The Woodlands TX 07/2025 Present
  • 12/2009 → 07/2025
    Fidelity Investments
    Westlake, TX
  • 07/2018 → 07/2025
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → 07/2025
    Fidelity Investments
    Boston, MA
  • 07/2025 → Present
    The Planning Project, Llc Dba The Sum
    The Woodlands, TX
Previous Registrations
  • 2025-03-31 → 2025-07-03
    Strategic Advisers Llc
    Tomball, TX
    The Woodlands, TX
    Boston, MA
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    The Woodlands, TX
    Tomball, TX
  • 2010-10-22 → 2018-07-13
    Strategic Advisers Llc
    The Woodlands, TX
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-21
S63 Uniform Securities Agent State Law Examination 2010-03-19
  • S66 Uniform Combined State Law Examination
    2010-10-21
  • S63 Uniform Securities Agent State Law Examination
    2010-03-19
Designations
Other Names
  • Thomas William Dunaway
  • Thomas William Dunaway
  • Trey William Dunaway
  • Thomas W Dunaway
  • Thomas W. Dunaway

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
ALLSTATE FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.

Other Investors

DANIEL CORAL GOODWIN
Jeffrey Douglas Hackett
KRISTIN LEE SANDERS
JENNIFER JOYCE CHACHERE
LEISL MAJ DODSON
THOMAS JAMES HAYES
JAMES ALBERT MAHDAK
SUSAN MARIE HILL

Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

More in The Woodlands, TX

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