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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-20 |
| IL | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Crystal Lake | IL | 11/2009 | 01/2017 |
| Raymond James Financial Services Advisors, Inc. | Crystal Lake | IL | 08/2016 | 01/2017 |
| Securities America, Inc. | Mchenry | IL | 01/2017 | 06/2024 |
| Securities America Advisors | Mchenry | IL | 01/2017 | 06/2024 |
| Osaic Wealth, Inc. | Mchenry | IL | 06/2024 | Present |
| Osaic Wealth, Inc. | Mchenry | IL | 06/2024 | Present |
1. INSURANCE SALES POSITION: Insurance Sales NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2017 ADDRESS: 2970 Chapel Valley Rd, Madison WI 53711 DESCRIPTION: Insurance Sales 2. OSAIC WEALTH POSITION: Insurance Sales NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2017 ADDRESS: 3322 Waukegan Rd, McHenry IL 60050, United States DESCRIPTION: Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-01 |
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