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Nationwide Investment Advisors, LLC CRD 142373
$16.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-08-23 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Boston | MA | 04/2013 | 05/2016 |
| Unemployed | San Diego | CA | 05/2016 | 05/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2018 | 02/2019 |
| Northwestern Mutual Investment Services Llc | San Diego | CA | 06/2018 | 02/2019 |
| New York Life Insurance Company | San Diego | CA | 03/2019 | Present |
| Nylife Securities Llc | San Diego | CA | 04/2019 | Present |
| Nationwide Investment Services Corp | Columbus | OH | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-20 |
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