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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-09-01 |
| SC | RA | APPROVED | 2023-09-01 |
Branch Locations
850 Morrison Drive Suite 800, Charleston, SC 29403 • United States
1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Princeton | NJ | 07/2014 | 09/2023 |
| Bank Of America, N.A. | Princeton | NJ | 01/2015 | 09/2023 |
| Morgan Stanley Smith Barney Llc | Charleston | SC | 09/2023 | Present |
| Morgan Stanley Smith Barney Llc | Mount Pleasant | SC | 09/2023 | 12/2025 |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2023 | Present |
(1) Ridings Childrens Trust / Non-Investment Related / Princeton, NJ / Limited Liability Company / Start 01-June-2005 / 2 Hours Devoted Yearly / 0 During Trading Hours / Outside Investor. (2) Nassau HKT Urban Renewal LLC / Non-Investment Related / Princeton, NJ / Limited Liability Company / Start 01-June-2005 / 0 Hours Devoted Yearly / 0 During Trading Hours / Participant, Investor. *570368 - The Pennington School; Investment related-No; Pennington, New Jersey; Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 06/2018; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-25 |
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