Benjamin Thomas Brockman

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → Present
  New York Life Insurance Company
  Houston, TX
• 03/2010 → Present
  Nylife Securities Llc
  Houston, TX
• 11/2015 → Present
  Eagle Strategies Llc
  Spring, TX
• 03/2019 → Present
  Brockman & Associates
  Spring, TX

Other Businesses

[INSURANCE BROKERING; AGENT TO BE APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.; 21021 SPRINGBROOK PLAZA DR., SUITE 210, SPRING, TX 77379; START DATE 08/2014; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 8 HOURS PER MONTH; 4 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF BROCKMAN & ASSOCIATES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SPRING, TX; START DATE: 03/2019] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 01/2024; Role/Title: Shareholder; Investment Related; 0.1 hours per month; 0.1 hours per month during securities trading hours]

Exams

• S66 Uniform Combined State Law Examination
  2015-10-14
• S63 Uniform Securities Agent State Law Examination
  2010-09-15

Other Names

• Ben Thomas Brockman