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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-19
GA RA APPROVED 2019-11-01
  • TX RA
    APPROVED_RES
    Since 2024-06-19
  • GA RA
    APPROVED
    Since 2019-11-01

Branch Locations

6470 East Johns Crossing Ste. 450, Johns Creek, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 10/2014 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
Previous Registrations
  • 2014-11-07 → 2019-10-31
    Triad Advisors Llc
    Peachtree Corners, GA
    Norcross, GA
    Atlanta, GA
  • 2010-01-26 → 2014-11-06
    Resource Horizons Investment Advisory, Inc.
    Duluth, GA
    Norcross, GA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. DAVIS ANNUITIES AND INSURANCE, 3737 WOODLAND AVE, STE 600, WEST DES MOINES, IA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 10/09/17, 1/MO- 1/TRADING 3. H & H ASSETS, 3740 DAVINCI COURT, STE 430, PEACHTREE CORNERS, GA, CEO, 01/02/14,1/MO- 0/TRADING 4. ADVISORY SOUTH, 3740 DAVINCI COURT, STE 430, PEACHTREE CORNERS, GA, 11/29/19, INV REL, ADV REP OF A REGISTERED INV ADV, 160/MO- 130/TRADING 5. RETIREMENT ASSET MANAGEMENT, 3740 DAVINCI COURT, STE 430, PEACHTREE CORNERS, GA, ADV REP OF A REIGSTERED INV ADV, 10/30/09- INV REL, 160/MO- 130/TRADING 6. NORCROSS FOUNDATION FOR EXCELLENCE, 5300 SPALDING DRIVE, NORCROSS, GA, BOARD TREASURER, 08/07/17, NIR, 4/MO- 0/TRADING 7. ADVISORYSOUTH JOHNS CREEK, LLC / Johns Creek GA 30097 / 02/01/2022 / NIR / MEMBER & MANAGER OF PASS-THROUGH BUSINESS / 5HR/MO - 2 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-18
  • S66 Uniform Combined State Law Examination
    2010-01-18

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