Ryan William Peters

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 09/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bedminster, NJ
• 06/2013 → 09/2018
  Bank Of America, N.A.
  Bedminster, NJ
• 09/2018 → 09/2020
  Royal Alliance
  Morristown, NJ
• 09/2020 → Present
  Lpl Financial, Llc
  Morristown, NJ

Previous Registrations

• 2018-09-28 → 2020-10-02
  Osaic Wealth, Inc.
  Morristown, NJ
  Livingston, NJ
  Scottsdale, AZ
  Morristown, NJ
• 2013-04-19 → 2018-10-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bedminster, NJ
• 2011-05-17 → 2013-05-02
  Morgan Stanley
  Morristown, NJ

Other Businesses

1. 9/29/2020 - RW Capital Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/2020. 2. 09/26/2025- R & R Valley LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Orange NJ- Start date 09/30/2025

Exams

• S66 Uniform Combined State Law Examination
  2011-05-16
• S63 Uniform Securities Agent State Law Examination
  2010-08-06