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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-07 |
Branch Locations
1980 Post Oak Boulevard Suite 100, Houston, TX 77056 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Houston | TX | 07/2014 | 01/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 07/2015 | 01/2019 |
| Partnersinwealth, Inc. | Houston | TX | 01/2019 | 02/2020 |
| Investec Wealth Strategies | Houston | TX | 02/2020 | 04/2022 |
| Hightower Advisors, Llc | Houston | TX | 04/2022 | Present |
1. YogaOne Houston; Investment related-No; Houston, TX.; Cleaning studio, closing duties(non-financial), greeting clients; Yoga instruction/Employee(proprietor, partner, officer, director, employee, trustee, agent); Apr 2018; During business hours: 0; After business hours: 2
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-02 |
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