Brian Richard Branch

Employer firm

Royal Oak Financial Advisors, LLC CRD 290152

$366M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Royal Oak Financial Advisors, Llc

512 N. Main Street Ste. 100, Royal Oak, MI 48067 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-01-01

MI RA
APPROVED

Since 2025-01-01

Branch Locations

512 N. Main Street Ste. 100, Royal Oak, MI 48067 • United States

37895 Ann Arbor Rd., Livonia, MI 48150 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Capital Asset Advisory Services, Llc	Haslett	MI	03/2016	02/2018
Wfg Investments, Inc.	Royal Oaks	MI	03/2016	02/2018
Royal Oak Financial Advisors, Llc	Royal Oak	MI	03/2018	Present

03/2016 → 02/2018

Capital Asset Advisory Services, Llc

Haslett, MI
03/2016 → 02/2018

Wfg Investments, Inc.

Royal Oaks, MI
03/2018 → Present

Royal Oak Financial Advisors, Llc

Royal Oak, MI

Previous Registrations

2016-03-16 → 2018-02-02

Cg Advisory Services

Royal Oak, MI

Williamston, MI
2012-10-17 → 2016-01-28

Raymond James Financial Services Advisors, Inc

Rochester Hills, MI
2011-06-07 → 2012-10-16

Raymond James & Associates, Inc.

Clinton Township, MI
2010-06-29 → 2011-05-31

Wells Fargo Clearing Services, Llc

Troy, MI

Other Businesses

INDEPENDENT INSURANCE AGENT - INVESTMENT RELATED - INSURANCE SALES - SPENDS APPROX. 15 HRS/MTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-24

S66 Uniform Combined State Law Examination

2006-03-24

View on SEC IAPD