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Brian Nielsen Mulberry

Zacks Investment Management, Inc.

Littleton, CO

Chicago, IL

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Current Employers
Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-01-22
  • CO RA
    APPROVED
    Since 2018-01-22

Branch Locations

Littleton, CO • United States

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allegis Advisor Group South Jordan UT 08/2016 12/2017
Allegis Investment Services Idaho Falls ID 08/2016 12/2017
Allegis Investment Advisors Idaho Falls ID 08/2016 12/2017
Zacks Investment Management Chicago IL 12/2017 Present
Lbmz Securities Inc Chicago IL 02/2018 Present
  • 08/2016 → 12/2017
    Allegis Advisor Group
    South Jordan, UT
  • 08/2016 → 12/2017
    Allegis Investment Services
    Idaho Falls, ID
  • 08/2016 → 12/2017
    Allegis Investment Advisors
    Idaho Falls, ID
  • 12/2017 → Present
    Zacks Investment Management
    Chicago, IL
  • 02/2018 → Present
    Lbmz Securities Inc
    Chicago, IL
Previous Registrations
  • 2016-08-15 → 2017-11-20
    Allegis Investment Advisors, Llc
    Littleton, CO
    Idaho Falls, ID
  • 2015-06-25 → 2016-09-07
    Trademark Capital Management Inc.
    Littleton, CO
    Watkinsville, GA
  • 2015-01-06 → 2015-09-08
    Trademark Capital Management Inc
    Littleton, CO
    Watkinsville, GA
  • 2008-03-10 → 2008-04-01
    Old Mutual Capital
    Denver, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-04-25
S65 Uniform Investment Adviser Law Examination 2015-01-06
S66 Uniform Combined State Law Examination 2008-03-06
  • S63 Uniform Securities Agent State Law Examination
    2018-04-25
  • S65 Uniform Investment Adviser Law Examination
    2015-01-06
  • S66 Uniform Combined State Law Examination
    2008-03-06

View on SEC IAPD

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