James Stephen Brophy

Employer firm

Brophy Wealth Management, LLC CRD 169894

$533M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Brophy Wealth Management
  Bedford, NH
• 10/2015 → Present
  Comprehensive Asset Management & Servicing, Inc.
  Parsippany, NJ

Other Businesses

(1) BROPHY WEALTH MANAGEMENT, LLC; BEDFORD NH, SINCE 6/15/2015; RIA; POSITION: FINANCIAL PLANNER; 100% OF TIME SPENT. (2) Reverand Gelinas Scholarship Fund; Manchester, NH; investment related; Start date: 6/28/18; title: treasurer; Duties: main point of contact with accountant and investment broker; 6 hrs/yr

Exams

• S66 Uniform Combined State Law Examination
  2016-01-25

Designations

• Certified Financial Planner