James Stephen Brophy

Current Employers

Brophy Wealth Management, Llc

40 South River Road Bedford Place Unit 15, Bedford, NH 03110 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2017-01-30
NH	RA	APPROVED	2016-03-10

MA RA
APPROVED

Since 2017-01-30
NH RA
APPROVED

Since 2016-03-10

Branch Locations

40 South River Road Bedford Place Unit 15, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brophy Wealth Management	Bedford	NH	01/2015	Present
Comprehensive Asset Management & Servicing, Inc.	Parsippany	NJ	10/2015	Present

01/2015 → Present

Brophy Wealth Management

Bedford, NH
10/2015 → Present

Comprehensive Asset Management & Servicing, Inc.

Parsippany, NJ

Other Businesses

(1) BROPHY WEALTH MANAGEMENT, LLC; BEDFORD NH, SINCE 6/15/2015; RIA; POSITION: FINANCIAL PLANNER; 100% OF TIME SPENT. (2) Reverand Gelinas Scholarship Fund; Manchester, NH; investment related; Start date: 6/28/18; title: treasurer; Duties: main point of contact with accountant and investment broker; 6 hrs/yr

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-25

S66 Uniform Combined State Law Examination

2016-01-25

Designations

View on SEC IAPD

Current Employers

Brophy Wealth Management, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

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