Jeremy Frank

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-09-18

Branch Locations

405 Colorado St Floor 25 & 24, Austin, TX 78701 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	Shreveport	LA	06/2012	04/2018
Bank Of America, N.A.	Shreveport	LA	02/2013	04/2018
Jpmorgan Chase Bank, Na.	Houston	TX	04/2018	Present
J.P. Morgan Securities Llc	Houston	TX	04/2018	Present

06/2012 → 04/2018

Merrill Lynch, Pierce, Fenner And Smith Incorporated

Shreveport, LA
02/2013 → 04/2018

Bank Of America, N.A.

Shreveport, LA
04/2018 → Present

Jpmorgan Chase Bank, Na.

Houston, TX
04/2018 → Present

J.P. Morgan Securities Llc

Houston, TX

2012-07-20 → 2018-04-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Shreveport, LA
2011-08-24 → 2012-12-07

Novodyn Advisors Llc

The Woodlands, TX

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-08-11
S63	Uniform Securities Agent State Law Examination	2011-01-28

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