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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Charleston | SC | 10/2014 | 10/2017 |
| Wells Fargo Advisors, Llc. | Charleston | SC | 11/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 11/2016 | 10/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charleston | SC | 10/2017 | 09/2019 |
| U.S. Bank | Charlotte | NC | 09/2019 | Present |
| U.S. Bancorp Investments, Inc. | Charlotte | NC | 10/2019 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Charlotte | NC | 02/2026 | Present |
Lift Up Carolinas; not investment-related; Charlotte, NC; Advisory Council; Advisory Council; 8/12/2021; 2-4 hours/month; 2-4 hours/trading; the Advisory Council serves as a critical community champion of Assistance League of Charlotte, members of the Advisory Council share their gifts in service to our mission by providing our organization with their professional expertise, their diverse knowledge of constituent perspectives, their connections.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-30 |
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