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Lisa Nguyen Booe

J.P. Morgan Securities LLC

Wheaton, IL

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-13
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-09-13
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

120 E Wesley St, Floors 2 & 3, Wheaton, IL 60187 • United States

10 S Dearborn St, Floor 12, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na St. Charles IL 11/2012 12/2020
Jpmorgan Chase Bank, N.A. Wheaton IL 01/2021 Present
J.P. Morgan Securities Llc Wheaton IL 01/2021 Present
J.P. Morgan Securities Llc St. Charles IL 11/2012 12/2020
Previous Registrations
  • 2012-08-28 → 2012-10-01
    Chase Investment Services Corp.
    Batavia, IL
    St. Charles, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-24
S63 Uniform Securities Agent State Law Examination 2009-12-07
  • S66 Uniform Combined State Law Examination
    2012-08-24
  • S63 Uniform Securities Agent State Law Examination
    2009-12-07
Other Names
  • Lisa N Albright
  • Lisa N Albright
  • Lisa N Booe

View on SEC IAPD

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BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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