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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-03-12 |
| MA | RA | APPROVED | 2020-06-09 |
| TX | RA | APPROVED_RES | 2020-06-03 |
Branch Locations
40 South Street #1, Wrentham, MA 02093 • United States
7 S Main St., Millbury, MA 01527 • United States
409 Elm St. Ste. 1, Manchester, NH 03101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Waltham | MA | 11/2009 | 06/2020 |
| New York Life Insurance Company | Waltham | MA | 11/2009 | 06/2020 |
| Eagle Strategies Llc | Westborough | MA | 07/2014 | 06/2020 |
| Chan And Dahrooge Financial Group, Llc | Westborough | MA | 03/2015 | 03/2020 |
| Dream Big Financial, Llc | Worcester | MA | 05/2019 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2020 | Present |
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING- 06/09/20 2) GUARDIAN, 160 GOULD STREET, STE 310, NEEDHAM, MA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/01/13, NIR, 1 WK- 0/TRADING 3)ELISA CHAN, 22 APPALOOSA DRIVE, SHREWSBURY MA, NOTARY PUBLIC, 07/01/16, NIR, 0/MO- 0/TRADING 4) G9 FINANCIAL, 7 South Main Street, Millbury MA 01527, United States, 06/04/2020, DBA, INV REL - 40/WK Trading 160/Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-18 |
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