Sean D Mcalister

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-09-16

TX RA
APPROVED

Since 2013-09-16

Branch Locations

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Mansfield, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Frisco	TX	04/2011	Present
Tiaa	Frisco	TX	04/2011	Present

04/2011 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Frisco, TX
04/2011 → Present

Tiaa

Frisco, TX

Other Businesses

EBAY SELLER POSITION: Owner NATURE: Selling retail goods on Ebay. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2017 ADDRESS: Home Address, Fort Worth TX 76118, United States DESCRIPTION: Selling retail goods on Ebay. The majority of the business will be handled by my wife. I will be the official owner of the Ebay account, but most of the activity will be handled by my wife.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-05
S63	Uniform Securities Agent State Law Examination	2009-12-18

S66 Uniform Combined State Law Examination

2013-09-05
S63 Uniform Securities Agent State Law Examination

2009-12-18