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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-18
NJ RA APPROVED 2025-09-17
  • TX RA
    APPROVED_RES
    Since 2025-09-18
  • NJ RA
    APPROVED
    Since 2025-09-17

Branch Locations

766 Shrewsbury Ave West Building, Suite W200, Tinton Falls, NJ 07724 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 06/2009 08/2025
Morgan Stanley Private Bank, N.A. New York NY 02/2019 08/2025
Raymond James & Associates, Inc. Tinton Falls NJ 09/2025 Present
  • 06/2009 → 08/2025
    Morgan Stanley Smith Barney
    New York, NY
  • 02/2019 → 08/2025
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 09/2025 → Present
    Tinton Falls, NJ
Previous Registrations
  • 2019-01-31 → 2025-08-21
    Rumson, NJ
    New York, NY
    New York, NY
    Brookside, NJ
Other Businesses

(1) Name of Business: MUZZIE VENTURES LLC Address: 27 FORREST AVE, RUMSON, NJ, 07760, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: Palm Grey Spirits LLC Address: 27 Forrest Ave, Rumson, NJ, 07760, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/09/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investor in my wife's business. Wife has created a canned cocktail company that is distributed by a licensed distribution company called Shore Point. (3) Name of Business: Stoney Hill Properties LLC Address: 27 Forrest Ave, Rumson, NJ, 07760, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife Lauren Kennedy and I own the LLC and participate in the rental income.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-31
S63 Uniform Securities Agent State Law Examination 2008-10-03
  • S65 Uniform Investment Adviser Law Examination
    2019-01-31
  • S63 Uniform Securities Agent State Law Examination
    2008-10-03

View on SEC IAPD

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