Alfredo Augusto Monteiro

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 12/2016
  Principal Financial
  Houston, TX
• 11/2013 → 12/2016
  Princor Financial
  Houston, TX
• 01/2017 → 01/2024
  John Hancock
  Miami, FL
• 01/2017 → 01/2024
  John Hancock Distributors Llc
  Atlanta, GA
• 01/2024 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 02/2024 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2022-03-21 → 2024-01-19
  John Hancock Personal Financial Services, Llc
  Miami, FL
  Boston, MA
• 2013-11-19 → 2017-01-09
  Principal Securities, Inc.
  Houston, TX
  Des Moines, IA
  Houston, TX
• 2013-02-21 → 2013-11-06
  Bok Financial Asset Management, Inc.
  Houston, TX
• 2011-08-01 → 2012-05-07
  Chase Investment Services Corp.
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

OBA Name: Monteiro Family Enterprise LLC Investment-related? No OBA Address: 3320 SW 105 Ave, Miami, FL 33165 OBA Nature: Pool maintenance and supply company Position, Title, or Relationship with the OBA: Partner OBA Start Date: 01/01/2023 Approximate number of hours/month devoted to the OBA: 20 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: Wife is starting a pool service/maintenance business. I may be able assist on weekends on a needs only basis.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-02-21
• S66 Uniform Combined State Law Examination
  2011-07-29
• S63 Uniform Securities Agent State Law Examination
  2008-03-03

Other Names

• Freddy Augusto Monteiro
• Alfredo Monteiro
• Alfredo Monteiro
• Freddy Monteiro